Department of Banking

 

The enacted budget makes the following changes to the proposed Executive Budget (March 31, 2009):

 

The All Funds appropriation for the enacted 2009-10 budget is increased by $2.1 million, or 2.1 percent.  Changes to the proposed Executive Budget are as follows:

The 30 day amendments propose no changes (analysis as of January 22, 2009):

 

The Assembly Yellow Book clarifies the following: a $233,259 increase in the Regulation program reflects increases in contractual services; a $163,510 increase in the Analysis and Compliance program reflects increases in Personal Services; a $396,769 decrease in the administration program reflects a reduced level of contractual services and equipment.

 

According to the Senate White Book, the Executive budget proposes a onetime sweep of $8 million from the Banking Department’s Special Revenue Fund into the General Fund.  The funds being swept are normally credited back to the banking industry.  There is no pay back provision.

 

The Executive Budget recommends (analysis as of December 22, 2008):

 

A SFY 2008-09 workforce of 545.  This is unchanged from the adjusted FTE level for FY 2008-09.  The following chart identifies adjustments in current fiscal years FTEs along with the recommended differences in FY 2009-10 FTEs by program (if the FTE’s are the same the program is not listed):

 

Program

FY 2008-09 Adjustment

FY 2009-10 Difference

Regulation

-5

0

  

 

Banking Department
Program Details-State Operations 
  Enacted Proposed Enacted Change in Percent
Program 2008-09 Budget 2009-10 Budget 2009-10 Budget Appropriation Change
All Funds $96,083,000 $101,610,000 $103,710,000 $7,627,000 7.9%
Special Revenue-Other $96,083,000 $101,610,000 $103,710,000 $7,627,000 7.9%
           
Personal Services $43,822,000 $47,822,000 $49,222,000 $5,400,000 12.3%
Contractual Services $12,763,000 $12,963,000 $12,963,000 $200,000 1.6%
           
Administration (SRO) $22,657,000 $22,851,000 $22,851,000 $194,000 0.9%
Special Revenue-Other (SRO) $22,657,000 $22,851,000 $22,851,000 $194,000 0.9%
           
State Transmitter of Money Insurance Fund Acct (SRO) $14,000,000 $14,000,000 $14,000,000 $0 0.0%
           
Banking Department Acct - (SRO) $8,007,000 $8,201,000 $8,201,000 $194,000 2.4%
Personal Service $4,643,000 $5,239,000 $5,239,000 $596,000 12.8%
Regular $4,635,000 $5,212,000 $5,212,000 $577,000 12.4%
Temporary service $0 $0 $0 $0  
Holiday/overtime compensation $8,000 $27,000 $27,000 $19,000 237.5%
Nonpersonal Service $3,364,000 $2,962,000 $2,962,000 ($402,000) -12.0%
Supplies and materials $103,000 $103,000 $103,000 $0 0.0%
Travel $110,000 $110,000 $110,000 $0 0.0%
Contractual Services $658,000 $208,000 $208,000 ($450,000) -68.4%
Equipment $201,000 $1,000 $1,000 ($200,000) -99.5%
Fringe Benefits $2,114,000 $2,314,000 $2,314,000 $200,000 9.5%
Indirect Costs $178,000 $226,000 $226,000 $48,000 27.0%
           
Siezed Assets Acct - (SRO) $150,000 $150,000 $150,000 $0 0.0%
Nonpersonal Service $150,000 $150,000 $150,000 $0 0.0%
Contractual services $100,000 $100,000 $100,000 $0 0.0%
Equipment $50,000 $50,000 $50,000 $0 0.0%
           
Banking Dept Settlement - (SRO) $500,000 $500,000 $500,000 $0 0.0%
Nonpersonal Service $500,000 $500,000 $500,000 $0 0.0%
Contractual services $350,000 $350,000 $350,000 $0 0.0%
Equipment $150,000 $150,000 $150,000 $0 0.0%
           
Analysis & Compliance $4,094,000 $4,589,000 $4,589,000 $495,000 12.1%
Special Revenue-Other $4,094,000 $4,589,000 $4,589,000 $495,000 12.1%
           
Banking Department Acct - (SRO) $4,094,000 $4,589,000 $4,589,000 $495,000 12.1%
Personal Service $2,603,000 $2,952,000 $2,952,000 $349,000 13.4%
Regular $2,601,000 $2,944,000 $2,944,000 $343,000 13.2%
Temporary Service $0 $0 $0 $0  
Holiday/overtime compensation $2,000 $8,000 $8,000 $6,000 300.0%
Nonpersonal Service $1,491,000 $1,637,000 $1,637,000 $146,000 9.8%
Supplies and materials $3,000 $3,000 $3,000 $0 0.0%
Travel $143,000 $143,000 $143,000 $0 0.0%
Contractual Services $59,000 $59,000 $59,000 $0 0.0%
Equipment $0 $0 $0 $0  
Fringe benefits $1,186,000 $1,305,000 $1,305,000 $119,000 10.0%
Indirect costs $100,000 $127,000 $127,000 $27,000 27.0%
           
Regulation Program $69,332,000 $74,170,000 $76,270,000 $6,938,000 10.0%
Special Revenue-Other $69,332,000 $74,170,000 $76,270,000 $6,938,000 10.0%
           
Banking Department Acct - (SRO) $69,332,000 $74,170,000 $76,270,000 $6,938,000 10.0%
Personal Service $36,176,000 $39,231,000 $40,631,000 $4,455,000 12.3%
Regular $36,127,000 $39,168,000 $40,568,000 $4,441,000 12.3%
Temporary Service $0 $0 $0 $0  
Holiday/overtime compensation $49,000 $63,000 $63,000 $14,000 28.6%
Nonpersonal Service $31,991,000 $33,774,000 $34,474,000 $2,483,000 7.8%
Supplies and materials $252,000 $252,000 $252,000 $0 0.0%
Travel $2,095,000 $2,095,000 $2,095,000 $0 0.0%
Contractual Services $11,201,000 $11,851,000 $11,851,000 $650,000 5.8%
Equipment $573,000 $573,000 $573,000 $0 0.0%
Fringe benefits $16,478,000 $17,325,000 $18,025,000 $1,547,000 9.4%
Indirect costs $1,392,000 $1,678,000 $1,678,000 $286,000 20.5%
Maintenance Undistrib $1,165,000 $1,165,000 $1,165,000 $0 0.0%
Personal Service $400,000 $400,000 $400,000 $0 0.0%
Regular $400,000 $400,000 $400,000 $0 0.0%
Nonpersonal Service $765,000 $765,000 $765,000 $0 0.0%
Supplies and materials $55,000 $55,000 $55,000 $0 0.0%
Travel $55,000 $55,000 $55,000 $0 0.0%
Contractual Services $395,000 $395,000 $395,000 $0 0.0%
Equipment $62,000 $62,000 $62,000 $0 0.0%
Fringe benefits $182,000 $182,000 $182,000 $0 0.0%
Indirect costs $16,000 $16,000 $16,000 $0 0.0%